Associate, Broker Dealer Operations

OVERVIEW OF PETERS & CO. LIMITED

Peters & Co. is an independent, fully integrated investment dealer specializing in investments in the Canadian energy sector for over 50 years.

 Peters & Co. provides investment services to institutional investors and private clients; employs its own sales and trading group; conducts specialized and comprehensive investment research on the energy sector; and is an active underwriter for, and financial advisor to, companies active in the Canadian and international energy industry.

 For information regarding Peters & Co. please refer to our website at:

JOB OPPORTUNITY – ASSOCIATE, BROKER DEALER OPERATIONS

Description

Reporting to the Manager, Broker Dealer Operations, the Associate, Broker Dealer Operations will be involved in the day-to-day back-office operations of our Canadian and US dealer. This role is designed to provide hands-on exposure to core operational functions within a broker-dealer environment. The role will rotate through Middle Office, Trade Settlements, and Corporate Actions/Securities teams, developing a strong foundation in the end-to-end trade lifecycle, asset servicing, and regulatory controls.  

• Support daily trade settlement activities (CDS and DTC) ensuring timely and accurate processing of equity trades, and the resolution of breaks and exceptions with counterparties and custodians
• Assist with corporate action processing, including mandatory and voluntary events, reconciliations, entitlement calculations, and election processing
• Support physical securities operations, including custody controls, reconciliations, documentation, and safeguarding procedures
• Develop a foundational understanding of broker-dealer operations, including trade lifecycle management, collateral movements, and FundServ processing
• Assist in identifying opportunities for process improvements, automation, and operational efficiencies across rotational areas
• Document procedures, workflows, and controls, contributing to the development of standardized operating documentation
• Support the creation and maintenance of operational reports and dashboards to track volumes, exceptions, and key risk indicators, leverage data analytic tools
• Learn and adhere to regulatory requirements, internal controls, and risk management practices applicable to broker-dealer operations
• Collaborate with front-office teams and service providers to support timely and accurate client service

Qualifications & Skills

The ideal candidate will possess the following:

• University degree in a relevant discipline such as Business, Economics, Data Analytics (preferred)
• 1+ years of experience in broker-dealer operations, financial services or related analytical role
• Working knowledge of the trade lifecycle and post-trade operations, and familiarity / interest with industry platforms such as CDS, DTC and Broadridge Dataphile
• Interest in process improvement or business analysis with strong written / documentation skills
• Proficiency in Microsoft Office, with strong skills in Excel and exposure to Power BI (data analysis)
• Detail-oriented and well-organized, with the ability to manage multiple priorities in a fast-paced environment
• Completion of Canadian Securities Course (CSC) is an advantage

APPLICATION PROCESS

Please submit your cover letter and resume by February 20, 2026 to Peters & Co. | Career Centre. Please include in your cover letter why you want to work at Peters & Co. Limited and what appeals to you about this opportunity. 

If applying through Indeed, please use the "Apply Now" button on that job board.

All applications received will be held in the strictest of confidence. We appreciate all applicants' interest; however, only candidates under consideration will be contacted.