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Regulatory Reporting Analyst
- Whippany, New Jersey, United States
- Whippany, New Jersey, United States
Über
Join Barclays as a Regulatory Reporting Analyst, where you'll play a key role in supporting daily net capital computations and ensuring compliance with U.S. broker-dealer regulatory requirements. You will prepare and submit mandatory reports to governing bodies such as FINRA, SEC, CFTC, and CME, maintaining accuracy and timeliness. In this role, you'll also oversee requests from internal and external audits and regulatory examinations, ensuring transparency and adherence to standards. This is an exciting opportunity to contribute to the integrity and resilience of our regulatory reporting framework.
To be successful as a Regulatory Reporting Analyst, you should have:
- SEC/FINRA Broker Dealer Regulatory Reporting or equivalent large institution reporting experience
- Ability to autonomously execute tasks, evaluate and escalate issues where needed
- Attention to detail and ability to present to key stakeholders, including senior leadership and regulators
Some Other Highly Valued Skills May Include
- Working knowledge of the accounting, product, regulatory and operational aspects of a Broker/Securities Dealer
- Detail oriented and analytical aptitude - ability to work efficiently with advanced spreadsheets and solve problems with minimal guidance
- Effective communication and ability to build relationships across teams
You may be assessed on the key critical skills relevant for success in this role, such as risk and controls, change and transformation, business acumen strategic thinking and digital and technology, as well as job-specific technical skills.
This role is located in Whippany, NJ.
Minimum Salary: $80,000
Maximum Salary: $105,000
The minimum and maximum salary/rate information above include only base salary or base hourly rate. It does not include any another type of compensation or benefits that may be available.
Barclays employees are eligible for a suite of a competitive and generous employee benefits, including medical, dental and vision coverage, 401(k), life insurance, and other paid leave for qualifying circumstances.
This position is eligible for an incentive award.
Purpose of the role
To identify, assess and mitigate prudential regulatory reporting risks, provide oversight on regulatory reporting, and maintenance of open communication with regulators to ensure that the
Sprachkenntnisse
- English
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