Jobbörse
Finde Jobs in deiner Nähe – ob vor Ort, hybrid oder remote.- Ähnliche Jobs zu: Senior Compliance Advisor
Senior Compliance Advisor
National BankToronto
A career as a Senior Compliance Advisor involves collaborating with various stakeholders to contribute to activities in accordance with the compliance program of National Bank Independent Network (NBI
Senior Tax Compliance Advisor
National BankMontrealA career as a Senior Advisor - Tax Compliance in the CRS/FATCA/QI/QDD Tax expertise Centre team at National Bank compliance with the qualified intermediary (QI) agreement and the qualified derivative
Senior legal and compliance advisor
National BankMontrealA career as a senior legal and compliance advisor within the Insurance team at National Bank means acting as a legal and regulatory reference to support a strong risk management culture and ensure the
Quality Assurance Advisor-Systems & Compliance
ElancoUnited States
At Elanco (NYSE: ELAN) – it all starts with animals! As a global leader in animal health, we are dedicated to innovation and delivering products and services to prevent and treat disease in farm anima
Remote Security Analyst - Risk & Compliance Advisor
NTT Data Americas, Inc.Little RockNTT Data Americas, Inc. is seeking a Security Analyst to provide key cyber security advisory services, including evaluating security programs and addressing vulnerabilities. The role requires a minimu
Senior Security Analyst, Compliance
OpenSesameNew YorkOpenSesame is the trusted partner for Workforce Reinvention in the age of AI. OpenSesame delivers integrated software, curated and customizable content, and expert services – embedded into existing le
Senior Manager Compliance & Risk
Bank of HawaiiHonoluluPeople ManagerAs a People Manager, this role leads and advances the business unit's risk and compliance programs by directing risk and control assessment methodologies, new product and service risk re
Senior QA Compliance Officer
NMS Recruit Ltd t/a Russell Taylor GroupPreston
Senior QA Compliance Officer Based near Preston £40,000 - £45,000 + Excellent Benefits PermanentRussell Taylor are partnering with a leading UK manufacturing business to recruit a Senior QA Compliance
Senior Systems Administrator - Patch & Compliance
MAXIMUSKansas CityMaximus is seeking an experienced System Administrator for a role focused on executing CVE-based patching across various environments. The ideal candidate will possess over 7 years of system administr
Senior Systems Administrator - Patch & Compliance
MAXIMUSJacksonvilleMaximus is seeking an experienced System Administrator in Jacksonville, Florida, with expertise in CVE-based patching and enterprise IT environments. Qualified candidates should have at least 7 years
Senior Compliance & Quality Assurance Consultant
ProPharma GroupUnited StatesFor the past 25 years, ProPharma has improved the health and wellness of patients by providing advice and expertise that empowers biotech, med device, and pharmaceutical organizations of all sizes to
Senior Payroll Analytics & Compliance Analyst
Flexential CorpCharlotteFlexential Corp in Charlotte, NC is seeking an experienced Payroll Analyst responsible for ensuring accurate payroll processing and compliance with regulations. This role demands high attention to det
Senior Systems Administrator - Patch & Compliance
MAXIMUSTampaMaximus is seeking a skilled system administrator to manage CVE-based patching and maintain secure environments in Tampa, Florida. Candidates must have over 7 years of experience in system administrat
Senior Product Scheme Compliance Manager
EnfuceNew YorkScheme Compliance ManagerAt Enfuce, scheme compliance sits at the heart of how we safely scale our card issuing platform and payments infrastructure business across Europe. We're now looking for a Sch
Senior QA & Compliance Leader - Cosmetics
Voyant Beauty, LLCGainesvilleVoyant Beauty, LLC in Gainesville, Georgia is seeking a Quality Assurance & Compliance Manager to supervise quality operations at a high-volume manufacturing facility. Responsibilities include leading
Senior NDT QA & Compliance Supervisor
U.S. Fleet Forces CommandSan DiegoU.S. Fleet Forces Command is seeking a Supervisory Quality Assurance Specialist to join the Quality Assurance Office. In this role, you will monitor technical practices and ensure adequate resource di
Senior Advisor
EE RetailBristolLocation: Bristol Cabot CircusWeekly Hours: 37.5Hourly Rate: £15.29What’s in it for you?• Online GP: Access to a private GP 24/7 for you and your immediate family • Paid Carer’s Leave: Market-leading
Senior Security & Compliance Solutions Architect
AmazonBostonAmazon Web Services (AWS) is searching for experienced security professionals in Boston to provide technical thought leadership in cloud strategies. This role involves extensive customer engagement an
Senior Billing Compliance Hospital Reviewer
Dana-Farber Cancer InstituteNew YorkReporting to the Director of Billing Compliance, the Senior Billing Compliance Reviewer will be responsible for the identification and performance of Billing Compliance inpatient and ambulatory activi
Senior QA Lead, cGMP Compliance & Audits
Siegfried USA, LLCPennsvilleSiegfried USA, LLC is hiring for a Quality Assurance role located in Pennsville Township, New Jersey. This position ensures compliance with regulatory standards and leads internal audits while maintai
Senior QA Lead - cGMP Compliance & Manufacturing
OxfordbiomDurhamOxfordbiom in Durham, North Carolina is seeking a Quality Assurance Senior Specialist. This role involves overseeing operations within an FDA-approved clinical cGMP manufacturing facility and managing
Senior QA Lead, Third-Party Compliance
Alora Pharmaceuticals, LLC.AlpharettaAlora Pharmaceuticals, LLC. is seeking a Third Party Quality Senior Associate in Alpharetta, Georgia. This position is responsible for reviewing and approving batch record documentation from external
Senior QA Inspector - In-Process & Compliance
PDIOrangeburgPDI is seeking a Quality Assurance Inspector III in Orangeburg, NY, to ensure all products meet quality and regulatory standards. This senior-level position involves daily inspections, documentation r
Senior Health Data Analyst - Compliance & Privacy
Johns Hopkins MedicineAnnapolisJohns Hopkins Medicine is hiring a Compliance Senior Health Data Analyst in Maryland. This role requires expertise in data analysis and a Master's degree in a related field. The analyst will provide i
Senior QA Lead, Clinical Trials & Compliance
University of Rochester Medicine Center for Health + Technology (CHeT)RochesterThe University of Rochester Medicine Center for Health + Technology (CHeT) seeks an experienced Quality Assurance Manager. Responsibilities include managing QA functions, overseeing compliance audits,
Senior Compliance Advisor
- Toronto, Ontario, Canada
- Toronto, Ontario, Canada
Über
A career as a Senior Compliance Advisor involves collaborating with various stakeholders to contribute to activities in accordance with the compliance program of National Bank Independent Network (NBIN). You will support the business unit and act as a subject matter expert on various regulatory matters.
This role allows you to make a positive impact on the organization through your risk management skills and your knowledge of the securities industry.
Your Role
- Oversee compliance with the regulatory framework applicable to NBIN activities, including laws and regulations related to securities, the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA), international sanctions, and internal policies and procedures.
- Identify situations that could expose NBIN and the Bank to regulatory and/or reputational risk and perform complex analyses to take action or make recommendations to management to mitigate risks.
- Provide compliance advice in dealings with client firms, the delivery of new initiatives, and the management of complex cases, influencing decision-making.
- Support NBIN in the implementation of regulatory projects.
- Recommend and implement changes to NBIN policies and procedures (including drafting and implementing new policies when needed), based on evolving regulations and business needs.
Your Team
Within the broader Compliance sector, you will be part of a team of two colleagues and report to the Senior Director, Compliance.
Our team stands out for its expertise, rigor, drive to excel, and ability to maintain close relationships with business sectors.
We encourage continuous learning through various approaches, including on-the-job learning, training content made available to you, and collaboration with colleagues from diverse backgrounds and expertise.
Prerequisites
- University degree in a related field and ten years of relevant experience
- Relevant experience in compliance
- Experience in an advisory role
- Strong knowledge of securities regulations (CIRO/CSA) and PCMLTFA
- Knowledge of introducing broker / carrying broker relationships
- Knowledge of Universal Market Integrity Rules (an asset)
Your benefits
In addition to competitive compensation, upon hiring you’ll be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family such as:
* Health and wellness program, including many options
* Flexible group insurance
* Generous pension plan
* Employee Share Ownership Plan
* Employee and family assistance program
* Preferential banking services
* Involvement in community initiatives
* Telemedicine service
* Virtual sleep clinic
We have an offer that keeps up with trends as well as your needs and those of your family.
Our dynamic work environments and cutting-edge collaboration tools foster a positive employee experience. We value employees’ ideas. Whether through our surveys or programs, regular feedback and ongoing communication are encouraged.
Making a bold move in a people-first environment
We’re a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people. Our mission is to have a positive impact on people’s lives. Our core values of partnership, agility, and empowerment inspire us, and inclusion is central to our commitments. We aim, wherever possible, to provide a barrier-free and accessible environment to all employees.
We strive to provide accessibility measures throughout the recruitment process within the limits of our available resources. If you require accommodations, feel free to let us know during our initial conversations. We welcome all candidates! What can you bring to our team?
Join us!
Sprachkenntnisse
- English
Dieses Stellenangebot stammt von einer Partnerplattform von TieTalent. Klick auf „Jetzt Bewerben”, um deine Bewerbung direkt auf deren Website einzureichen.