Über
This is Alex from NAVTECH INC. I have an opportunity for you with one of our direct client. Please find the Job description below and if you are interested , please forward your updated resume to alex@navtechusa.com
Position: Business/Data Analyst US Regulatory & Compliance SME
Location: New York or Toronto
Duration: 12 months+ possible extension
Must Have Cash Equities US Regulatory & Compliance SME
Job Description:
Maintains a competent level of expertise and knowledge of requirements of various rules, regulations governing the banks Cash Equities activities.
Performs compliance reviews and testing, gather supporting documents, communicate findings, and draft comprehensive reports on the area reviewed and assure corrective actions were taken.
Reviews, analyzes and communicates regulatory changes.
Evaluates complaints to identify root causes for potential regulatory compliance risks and possible weaknesses and insufficiencies of Bank policy and procedures.
Produces reports for senior management regarding status of compliance programs and emerging issues.
Must have strong SQL experience - Coding/Commands/Searching tables/Extracting Data for compliance reporting purposes
Knowledge and experience of Cash Equity trading market is a must have
Good to have Fidessa Expression Evaluator experience
Good to have Java experience
Solid analytical skills and strong financial model background
Ability to communicate and act professionally with IT staff and business clients while under strict deadlines
Ability to work in a team-oriented setting
Strong verbal and written communication skills
Best Regards
Alex Keylor
NAVTECH INC (224) 348-1340| Alex@navtecusa.com
linkedin.com/in/alex-k-faisal-malik-3370a1200
www.navtechusa.com
E-Verified Company
1600 Golf Road. Suite 1200, Rolling Meadows, IL 60008
Disclaimer : We respect your Online Privacy. This email message, including any attachments, is for the sole use of the intended recipient(s) and may contain confidential and privileged information. Any unauthorized review, use, disclosure or distribution is prohibited. If you are not the intended recipient, please contact the sender by reply by email and destroy all copies of the original message. If you are not interested in receiving our emails then please reply with a "REMOVE" in the subject line and mention all the email addresses to be removed with any email addresses, which might be diverting the emails to you. We are sorry for the inconvenience.
Sprachkenntnisse
- English
Hinweis für Nutzer
Dieses Stellenangebot stammt von einer Partnerplattform von TieTalent. Klick auf „Jetzt Bewerben”, um deine Bewerbung direkt auf deren Website einzureichen.