Brokerage Operations Margin and Option AssociateFramework Ventures • Saint Paul, Illinois, United States
Brokerage Operations Margin and Option Associate
Framework Ventures
- Saint Paul, Illinois, United States
- Saint Paul, Illinois, United States
Über
Things You Get To Do
Monitor customer activity in near real time for trading exposure in margin and option trading
Review daily reporting and take appropriate action for exceptions
Follow Federal Reserve Reg T and FINRA rule 4210 processing margin calls
Perform option expiration processes and risk mitigation
Customer Service focus
Drive process improvements and efficiencies
Review fraud alerts on day to day basis
Ad hoc duties and projects as assigned
Who You Are (Must-Haves)
Excited about Alpaca’s mission and what we’re building
Series 7 and 63 required, series 4 preferred or ability to obtain within three months of employment
3+ years of brokerage operations experience
Strong attention to detail, accuracy and reliability with the ability to thrive in a fast-paced environment
Experience with FINRA, OCC regulations and systems
Ability to work effectively and supportively within a team environment and the ability to work independently
Must possess the ability to adapt to a changing business and regulatory environment
Enjoys challenges and taking ownership of new responsibilities
Who You Might Be (Nice-To-Haves)
Bachelor's degree or equivalent experience
How We Take Care of You
Competitive Salary & Stock Options
Health Benefits
New Hire Home-Office Setup: One-time USD $500
Monthly Stipend: USD $150 per month via a Brex Card
Alpaca is proud to be an equal opportunity workplace dedicated to pursuing and hiring a diverse workforce.
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Sprachkenntnisse
- English
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