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Advice Quality Assurance TechnicianAFH Wealth Management • Bromsgrove, England, United Kingdom
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Advice Quality Assurance Technician

AFH Wealth Management
  • GB
    Bromsgrove, England, United Kingdom
  • GB
    Bromsgrove, England, United Kingdom
Postuler Maintenant

À propos

Advice Quality Assurance Technician An opportunity to join AFH Wealth Management, one of the UK's leading independent financial advisory and wealth management firms. We are looking for those of you who wish to grow with us as a business and support our strong growth plans. This is a full-time, permanent opportunity and in return, you will receive a competitive salary and range of benefits. The purpose of this role is to conduct advice quality audits both on a pre-submission and post-submission basis, in line with the firm's T&C Scheme. As our
Advice Quality Assurance Technician,
you will typically: Deliver informative and constructive feedback to IFA's following advice quality assessment Deal with day-to-day advice and regulatory queries from other departments, undertaking research, where necessary, in order to provide informed responses Prove new business concessions, where necessary ensuring accurate and timely recording Assist with past-business auditing in relation to FCA Thematic Reviews, as directed by Risk and T&C Support Risk and T&C in the periodic assessment of an adviser's eligibility for CAS Understand of the Firm's Advice Guidance in order to maintain and develop knowledge of the firm's approach to providing suitable advice Maintain a good level of knowledge and technic...
  • Bromsgrove, England, United Kingdom

Compétences linguistiques

  • English
Avis aux utilisateurs

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