Senior Business Analyst - US Regulatory Compliance
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- United States
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- +3
- United States
À propos
We are seeking an experienced
Senior Business Analyst
with deep expertise in
US financial regulations
to join a high-performing team within a leading hedge fund in New York City. This is an
initial six-month contract
with a strong possibility of extension.
The ideal candidate will have
strong knowledge of US regulatory requirements , particularly
FINRA
and other relevant regulatory frameworks. You will be responsible for working across regulatory projects, implementing new processes, and ensuring adherence to compliance standards. This role requires someone who can operate independently in a fast-paced, highly collaborative environment.
Responsibilities:
Serve as a subject matter expert (SME) on US financial regulations, with a focus on FINRA, SEC, CFTC, and related frameworks, advising on compliance and reporting obligations.
Lead end-to-end regulatory change initiatives, from defining business requirements (BRDs) and conducting data analysis to implementing process improvements and transitioning projects to business-as-usual (BAU).
Collaborate with compliance, legal, operations, and technology teams to ensure seamless regulatory adherence across the organization.
Analyze complex datasets, identify patterns, and proactively resolve issues with actionable solutions to enhance reporting accuracy and operational efficiency.
Interpret regulatory changes, assess their impact on business operations, and drive strategic responses to maintain compliance.
Support regulatory audits, examinations, and inquiries, ensuring preparedness and alignment with US market standards.
Take full ownership of your portfolio of work, leading initial stakeholder conversations, managing project delivery, and influencing senior leadership with clear, concise communication.
Requirements
Bachelor’s degree in Finance, Business, Economics, or a related field.
10+ years of business analysis experience within hedge funds, investment banks, or consulting firms, with a strong focus on US regulatory compliance.
In-depth knowledge of FINRA, SEC, CFTC, and regulations governing financial products (e.g., commodities), with hands-on experience in regulatory change projects.
Strong analytical skills, including proficiency in data manipulation, pattern recognition, and process optimization, with experience handling large datasets (SQL, Tableau, or similar tools a plus).
Proven ability to author detailed business requirements documents (BRDs) and translate complex regulatory needs into actionable solutions for technology teams.
Strong experience in
regulatory change projects , including gathering requirements, process improvement, and implementation.
Strong projects management through the full lifecycle—scoping, analysis, implementation, and BAU handover.
Strong communication skills and ability to influence senior stakeholders.
Benefits
$1000 per day Corp to Corp.
Initial 6 months contract (with expectations to extend)
This is a fully on site role requiring 5 days a week in the office
Compétences idéales
- Data Analysis
- SQL
- Tableau
Expérience professionnelle
- Business Analyst
Compétences linguistiques
- English