Compliance Manager - Bristolqed legal • Bristol, England, United Kingdom
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Compliance Manager - Bristol
qed legal
- Bristol, England, United Kingdom
- Bristol, England, United Kingdom
À propos
- Lead, manage and develop a multi-layered compliance team, including team leaders and analysts
- Oversee workflows, resourcing, quality and turnaround times in a high-volume environment
- Act as escalation point for complex conflicts, AML, CDD, source of funds/wealth and sanctions matters
- Provide pragmatic, risk-based advice to partners and fee earners
- Ensure compliance with relevant regulatory frameworks and professional conduct rules
- Drive continuous improvement of policies, procedures and operational processes
- Support firm-wide AML and financial crime risk assessments
- Contribute to system reviews and enhancements to improve compliance controls
- Develop and deliver training for both the compliance team and the wider firm
- Produce clear, meaningful MI and reporting for senior management and governance forums
- Work closely with senior risk, compliance and business stakeholders on projects and change initiatives
- Significant experience handling legal conflicts and AML/CDD matters
- Proven people management experience, including mentoring and performance management
- Strong technical understanding of UK legal regulatory requirements relating to conflicts and AML
- Confident communicator, able to influence and challenge at partner level
- Commercially aware with a pragmatic, solutions-focused mindset
- Experience delivering change, process improvement or operational enhancements
- Highly organised, detail-focused and comfortable managing competing priorities
- Opportunity to lead a large, established compliance team
- High visibility role with senior stakeholder exposure
- Genuine scope to influence processes, systems and culture
- Flexible and hybrid working environment (2 days in office)
- Competitive salary and comprehensive benefits package
- Opportunity to work with industry leaders
Compétences linguistiques
- English
Avis aux utilisateurs
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