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Lead Compliance Systems/Data Analyst - Remote
- Boston, Massachusetts, United States
- Boston, Massachusetts, United States
About
Lead Compliance Systems/Data Analyst that is strong technically (SQL, data modeling, data mapping, python, etc) and has strong investment management experience including Compliance. This person needs to understand the data and be able to move the data from system to systems and have an understanding of what they are doing. This is remote and long term.
Overview We are seeking a Lead Compliance Systems/Data Analyst to support compliance monitoring, investment guideline management, and data readiness across investment management platforms. This role is focused on ensuring accurate, complete, and timely data is available to support compliance rules, surveillance processes, and regulatory requirements.
The successful candidate will work closely with compliance, investment operations, data management, and technology teams to support ongoing integration and operational initiatives.
Responsibilities
Partner with compliance teams to identify data requirements supporting investment guideline monitoring and regulatory oversight.
Analyze and validate data used within compliance and investment management platforms.
Ensure accurate data flows across security master, reference data, order management, and compliance systems.
Investigate and resolve data quality issues impacting compliance monitoring.
Support implementation and enhancement of compliance-related workflows and controls.
Assist with requirements gathering, documentation, testing, and process improvement initiatives.
Coordinate with business and technology stakeholders to ensure data availability and integrity.
Produce reporting and analysis supporting compliance operations and audits.
Qualifications
5+ years of experience within investment management, asset management, compliance operations, or financial services.
SQL, data analysis, and data governance experience.
Strong understanding of investment data and operational workflows.
Experience supporting compliance programs and regulatory reporting requirements.
Excellent analytical and problem-solving skills.
Strong communication and stakeholder management capabilities.
Preferred Experience
Charles River, Aladdin, Sentinel, or similar compliance monitoring platforms.
Security master, reference data, and order management systems.
Experience supporting enterprise data integration initiatives.
Estimated Min Rate : $56.00
Estimated Max Rate : $80.00
What’s In It for You? Benefits include:
Medical, Prescription, Dental & Vision Benefits (for employees working 20+ hours per week)
Health Savings Account (HSA) (for employees working 20+ hours per week)
Life & Disability Insurance (for employees working 20+ hours per week)
MetLife Voluntary Benefits
Employee Assistance Program (EAP)
401K Retirement Savings Plan
Direct Deposit & weekly epayroll
Referral Bonus Programs
Certification and training opportunities
Yoh, a Day & Zimmermann company, is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
Visit
https://www.yoh.com/applicants-with-disabilities
to contact us if you are an individual with a disability and require accommodation in the application process.
For California applicants, qualified applicants with arrest or conviction records will be considered for employment in accordance with the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act. All of the material job duties described in this posting are job duties for which a criminal history may have a direct, adverse, and negative relationship potentially resulting in the withdrawal of a conditional offer of employment.
It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.
By applying and submitting your resume, you authorize Yoh to review and reformat your resume to meet Yoh’s hiring clients’ preferences. To learn more about Yoh’s privacy practices, please see our Candidate Privacy Notice:
https://www.yoh.com/privacy-notice
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Languages
- English
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